Regulatory examinations and enforcement proceedings test not only the effectiveness of compliance policies and procedures, but often present an existential threat to managers.

Our experienced team provides practical support and guidance during high stakes examination and enforcement proceedings, including assistance in developing remediation strategies to mitigate risk - services and solutions leveraging our experience and expertise to achieve the best possible results.

how we help

In order to most effectively address high-stakes matters for our clients, altPILOT has established a dedicated Regulatory Response Team. This team, comprised of professionals with decades of experience in regulatory exam’s and enforcement, elivers pragmatic experience, advice and expertise when it matters most.

• examination and enforcement support

• compliance remediation solutions

• crisis management and investor relations

• expert witness and litigation support